President & CEO

Company description

We are a team of like-minded individuals providing support to a group of advisors in the mutual funds and insurance industry. We believe in having the right team to build a positive, pro-active and provide continuous support to our reps. Our mission is to provide our reps with excellence support in integration, training, administrative, operation and compliance.

Job description

DUTIES OF THE ASSISTANT BRANCH MANAGER:

• Report directly to the Branch Manager.

• Provide support to our advisors with integration, training, administration, operation, and compliance.

• Supervise activities of our advisors by performing daily duties and responsibilities related to the supervision of account activity.

• * Ensure that the business conducted is in compliance with applicable securities legislation and the MFDA By-laws and Rules and and/or Insurance council of B.C.

• Require to complete annual onsite review with advisors which require some travel time.

• Approve and supervise the opening of new accounts and supervise the sales and trading activity.

• Handle client accounts as outlined by Dealer’s policies and procedures, by applicable securities legislation and by the provincial regulatory authorities and/or insurance council of B.C.

• Require to attend all role related webinar, workshop and training and also require to complete continuous education to maintain licensing.

Expected start date: 2021-09-01

Job Types: Full-time, Permanent

Salary: $45,000.00-$60,000.00 per year

COVID-19 considerations:
Currently its all remote, so no meeting advisor till restriction is lifted.

Experience:

• Univeris: 1 year (preferred)
• Branch Manager: 1 year (preferred)

Language:

• Mandarin or Cantonese Speaking (preferred)

Licence/Certification:

• Mutual Funds and/or Insurance License Require (required)

Willingness to travel:

• 25% (preferred)

Work remotely:

• Yes